Sam Siu Sin Man
文兆仙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Siu Sin Man (文兆仙), a licensed Representative with CE reference AED296. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2018-08-06 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-01 | present |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2005-12-05 | 2016-08-08 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-21 | 2005-12-02 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-15 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |