William Teng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Teng ( ), a licensed former licensee with CE reference AED359. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-27 | 2012-06-30 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | 2008-08-20 | 2010-07-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-08-20 | 2010-07-27 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-07-01 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-07 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 4 — Advising on securities | present | 2008-12-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-07 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-12-31 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 — Asset management | present | 2005-03-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 9 — Asset management | present | 2005-01-07 |