Kenny Wan
尹建銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenny Wan (尹建銘), a licensed former licensee with CE reference AED739. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-20 | 2015-04-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-20 | 2015-04-21 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-11-20 | 2015-04-21 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-20 | 2006-05-09 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-17 | 2004-05-04 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-02-17 | 2004-05-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-02-16 |