Tin Hang Lam
林天恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tin Hang Lam (林天恆), a licensed Responsible Officer with CE reference AED744. Currently licensed at 1 firm(s): Halcyon Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 9 — Asset management | 2016-05-25 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 4 — Advising on securities | 2013-12-05 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-12 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-21 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-28 | 2013-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-03-16 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-28 |