Chung Ming Wong
黃仲明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Ming Wong (黃仲明), a licensed Responsible Officer with CE reference AEE549. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-07-03 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-11 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-25 | 2015-02-11 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-25 | 2015-07-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2014-11-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2014-11-17 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-27 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-27 |