Ka Chung Kwan
關加聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Kwan (關加聰), a licensed former licensee with CE reference AEE606. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-22 | 2021-08-15 |
| Stellaris Asset Management Limited 麟星資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-22 | 2021-08-15 |
| Enhanced Investment Management Limited |
RO | Type 4 — Advising on securities | 2016-12-09 | 2017-06-30 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-29 | 2017-06-30 |
| Enhanced Investment Management Limited |
RO | Type 9 — Asset management | 2015-05-21 | 2017-06-30 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-10-22 | 2013-08-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-16 | 2013-08-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-16 | 2013-08-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-09-16 | 2013-08-24 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-20 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-08-20 |
| BEAF Limited |
Rep | Type 4 — Advising on securities | present | 2003-06-18 |
| BEAF Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-18 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2008-08-20 |
| BEAF Limited |
Rep | Type 9 — Asset management | present | 2003-06-18 |