Chi Kin Mok
莫熾堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kin Mok (莫熾堅), a licensed Representative with CE reference AEE733. Currently licensed at 2 firm(s): Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-04 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | present |
| Master Trademore Securities Limited 恒富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-06-30 |
| Master Trademore Securities Limited 恒富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-19 |
| Master Trademore Securities Limited 恒富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Master Trademore Securities Limited 恒富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |