Jovi Chi Wing Wong
王志榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jovi Chi Wing Wong (王志榮), a licensed former licensee with CE reference AEF778. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-06 | 2026-02-13 |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 4 — Advising on securities | 2024-12-06 | 2026-02-13 |
| Portwell Securities Limited 港達證券有限公司 |
RO | Type 9 — Asset management | 2024-12-06 | 2026-02-13 |
| First Fidelity Capital (International) Limited | RO | Type 1 — Dealing in securities | 2024-07-08 | 2024-11-25 |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2024-07-08 | 2024-11-25 |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2024-07-08 | 2024-11-25 |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2024-05-06 | 2024-07-08 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2024-05-06 | 2024-07-08 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2024-05-06 | 2024-07-08 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-30 | 2023-10-19 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | 2023-02-01 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-11 | 2023-10-19 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-11 | 2023-10-19 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-04 | 2022-04-01 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 4 — Advising on securities | 2018-10-04 | 2022-04-01 |
| Wonder Capital Group Limited 盈達資本有限公司 |
RO | Type 9 — Asset management | 2018-10-04 | 2022-04-01 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-25 | 2018-10-04 |
| Wonder Capital Group Limited 盈達資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2018-10-04 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-26 | 2018-03-16 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-26 | 2018-03-16 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-08 | 2014-07-30 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-15 | 2013-06-15 |