Henry Him Wai Lee
李謙偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Him Wai Lee (李謙偉), a licensed former licensee with CE reference AEF855. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Altive Limited |
Rep | Type 1 — Dealing in securities | 2022-04-08 | 2023-02-06 |
| Altive Limited |
Rep | Type 4 — Advising on securities | 2022-04-08 | 2025-03-05 |
| Altive Limited |
Rep | Type 9 — Asset management | 2022-04-08 | 2025-03-05 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2022-04-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2022-04-01 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2022-04-01 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-06 | 2016-09-01 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-06 | 2016-09-01 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2014-04-05 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-07 | 2014-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2012-01-09 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-05 | 2006-04-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2006-04-13 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-03 |