Steve Yuk Fat Ma
馬玉發
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Yuk Fat Ma (馬玉發), a licensed Responsible Officer with CE reference AEH688. Currently licensed at 2 firm(s): Zhongcai Asset Management Limited, Zhongcai Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-18 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-19 | present |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2014-08-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-17 | 2014-08-21 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-10-17 | 2014-07-01 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-15 | 2007-07-17 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-31 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-07 |