Ho Kuen Tam
譚浩權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Kuen Tam (譚浩權), a licensed former licensee with CE reference AEI265. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-16 | 2018-12-31 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-01-16 | 2018-12-31 |
| HF Asset Management Limited 匯福資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-22 | 2018-12-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2016-05-31 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-05 | 2016-05-31 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-08 | 2014-04-18 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-08 | 2014-04-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-10 | 2012-12-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-10 | 2012-12-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2006-10-26 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-02 | 2004-09-21 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-10-07 | 2004-03-19 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-12 | 2006-09-26 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-12 | 2006-09-26 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-12 | 2004-09-21 |