Tsz Mei Liu
廖子美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Mei Liu (廖子美), a licensed former licensee with CE reference AEI272. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-06-30 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2019-06-30 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-11-04 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-04 |