ICBC (Asia) Securities Limited
工銀亞洲証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC (Asia) Securities Limited (工銀亞洲証券有限公司), a Hong Kong-based licensed corporation with CE reference AGI765. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 6 (total recorded over time: 35).
Registered address
13/F, One Harbourfront, 18 Tak Fung Street, Hunghom, Kowloon
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2005-01-25 |
| Type 7 — Providing automated trading services | present | 2005-01-25 |
| Type 9 — Asset management | present | 2005-01-25 |
Licensed staff (all-time) (35)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kevin Kwok Keung Chan 陳國強 | RO 1, 4 | 2011-02 | 2011-06 |
| Man Keung Cheung 張文強 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-11 |
| Shek Wo Lai 賴錫和 | RO 1, 4 | 2008-03 | 2024-07 |
| Kok Hong Lo 盧覺康 | RO 1, 4 Rep 1 | 2012-04 | Present |
| Bo Ching Poon 潘步程 | RO 1, 4 | 2008-02 | 2012-09 |
| Kim Sing Tam 談儉成 | RO 1, 4 Rep 1, 4 | 2006-12 | 2010-08 |
| Siu Ling Tam 譚少玲 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2024-01 |
| Muk Yiu Wong 黃木耀 | RO 1, 4 | 2005-11 | 2009-06 |
| Jun (SFC:BNB605) Xiong 熊俊 | RO 1, 4 Rep 1, 4 | 2023-09 | 2025-05 |
| Yan (SFC:ALW928) Yang 楊仁 | RO 1, 4 | 2009-08 | 2019-11 |
| Kai Ming Yeung 楊啟明 | RO 1, 4 Rep 1 | 2007-07 | Present |
| Oi Hing Chan 陳愛卿 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-09 |
| Tin Wai Chan 陳天偉 | Rep 1 | 2011-06 | 2013-07 |
| Fung Yee Choi 蔡鳳儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-12 |
| Wai Man Joy Fong 方偉文 | Rep 1 | 2011-06 | 2013-10 |
| Gareth Kwok Wai Ho 何國偉 | Rep 1, 4 | 2008-11 | Present |
| Man Kit Ho 何文傑 | Rep 1, 4 | 2022-11 | Present |
| Ka Man (SFC:AWP715) Lau 劉嘉敏 | Rep 1, 4 | 2022-11 | Present |
| Tung Shing Lau 劉東成 | Rep 1 | 2012-05 | 2019-06 |
| Wing Yi Lau 劉詠儀 | Rep 1 | 2012-11 | 2019-06 |
| Joanne Chui Ha Law 羅翠霞 | Rep 1 | 2012-05 | 2022-10 |
| Man Ching (SFC:ABY751) Lee 李敏菁 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
| Wai Ha Leung 梁惠霞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2018-11 |
| Daniel Dun Yuen Li 李敦源 | Rep 1 | 2011-03 | 2019-06 |
| Tsz Mei Liu 廖子美 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Wai Ling Lui 呂慧鈴 | Rep 1 | 2011-06 | 2017-11 |
| Hiu Yan Mok 莫曉欣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2019-06 |
| Chi Wah (SFC:APB775) Ng 吳志華 | Rep 1 | 2007-07 | 2021-02 |
| Tin Yu Wong 黃天宇 | Rep 1 | 2004-05 | 2007-05 |
| Wai Han (SFC:AXH211) Wong 黃惠嫺 | Rep 1, 4 | 2013-01 | 2022-02 |
| Yuk Kwan Wu 胡玉羣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2018-10 |
| Wing Sim Yeung 楊穎嬋 | Rep 1 | 2012-04 | 2013-03 |
| Chak Hang Yip 葉澤恒 | Rep 1, 4 | 2022-03 | Present |
| Ho Ching Yiu 姚浩清 | Rep 1 | 2012-11 | 2019-07 |
| Chi Hong Yung 容志康 | Rep 1 | 2012-04 | 2015-11 |
Showing 1–35 of 35
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司