Joanne Chui Ha Law
羅翠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Chui Ha Law (羅翠霞), a licensed former licensee with CE reference AOU121. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-07-23 | 2021-07-27 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-03 | 2022-10-05 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-04 | 2011-10-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-04 | 2011-10-04 |