Kok Hong Lo
盧覺康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Hong Lo (盧覺康), a licensed Responsible Officer with CE reference AWT686. Currently licensed at 1 firm(s): ICBC (Asia) Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-27 | present |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 — Advising on securities | 2023-01-27 | present |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2023-01-27 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-07 | 2011-04-06 |