Kim Sing Tam
談儉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Sing Tam (談儉成), a licensed former licensee with CE reference ANT745. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-01 | 2016-06-30 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2011-04-01 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-01 | 2016-08-22 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-20 | 2010-08-12 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-20 | 2010-08-12 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-21 | 2007-06-20 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 |
RO | Type 4 — Advising on securities | 2006-12-21 | 2007-06-20 |