Herman Kwok Fai Poon
潘國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Kwok Fai Poon (潘國輝), a licensed former licensee with CE reference AEI867. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-03 | 2022-12-31 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-19 | 2015-11-03 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-19 | 2015-11-03 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-19 | 2015-11-03 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-01 | 2015-05-12 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-01 | 2015-05-12 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-08-01 | 2015-05-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-07-12 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2007-07-12 |