Yiqian Jiang
蔣一茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqian Jiang (蔣一茜), a licensed Responsible Officer with CE reference AEJ056. Currently licensed at 1 firm(s): Harvest Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-11-11 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-06-19 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-06-19 | present |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-01 | 2010-06-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-01 | 2010-06-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-23 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2009-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | present | 2009-09-01 |