Beng Lee Tye
戴明理
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beng Lee Tye (戴明理), a licensed Representative with CE reference AEJ269. Currently licensed at 1 firm(s): GPB Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-13 | present |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-13 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-09-29 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-09-29 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-09-29 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-09-29 | 2012-01-11 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-09-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-20 | 2010-08-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-19 | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2012-01-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |