Pui Leung
梁佩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Leung (梁佩), a licensed former licensee with CE reference AEK184. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-17 | 2016-03-17 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-17 | 2016-03-17 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-18 | 2011-07-25 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-20 | 2011-07-25 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-16 |