Chun-Ju Chu
朱俊如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Ju Chu (朱俊如), a licensed former licensee with CE reference AEK266. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-05 | 2014-08-08 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2012-08-02 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-28 | 2011-05-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-23 | 2009-02-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-26 | 2009-02-10 |