Pui Tat Lam
林培達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Tat Lam (林培達), a licensed former licensee with CE reference AEL749. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2020-03-31 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-04-12 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-20 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-20 |