Tung Sze
施彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Sze (施彤), a licensed Responsible Officer with CE reference AEM501. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-26 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2005-02-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2005-02-16 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-16 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-23 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-16 |