Patti Pak Lai Chan
陳百麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patti Pak Lai Chan (陳百麗), a licensed former licensee with CE reference AEM837. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-11-10 | 2010-05-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2010-05-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-10-21 |