Laurie Chat Hoong Yee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Laurie Chat Hoong Yee ( ), a licensed former licensee with CE reference AEN389. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2024-06-12 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-10 | 2017-10-02 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-18 | 2014-02-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-22 | 2012-12-13 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2010-02-06 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-11-06 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |