Sze Wing Mak
麥思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Mak (麥思穎), a licensed former licensee with CE reference AEN519. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-18 | 2011-08-19 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2011-08-19 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-04 | 2007-05-26 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-10 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-30 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-30 |