Yan Wing Lam
林欣榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wing Lam (林欣榮), a licensed Representative with CE reference AEN555. Currently licensed at 2 firm(s): Prudential Index Trading Company Limited, Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-03-17 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-12 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-13 | 2025-05-12 |