Raymond Jun Hing Ng
吳駿興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Jun Hing Ng (吳駿興), a licensed former licensee with CE reference AEQ988. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-12 | 2025-01-09 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-12 | 2025-01-09 |
| Associated Advisers Limited |
RO | Type 4 — Advising on securities | 2004-10-08 | 2016-10-01 |
| Associated Advisers Limited |
RO | Type 9 — Asset management | 2004-10-08 | 2016-10-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-26 | 2004-09-21 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-29 | 2004-09-21 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-01 | 2003-12-16 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-16 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |
| AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-16 |