Ti Shun Deng
鄧體順
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ti Shun Deng (鄧體順), a licensed Representative with CE reference AER867. Currently licensed at 1 firm(s): Prudence Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-28 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-05-28 | present |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-28 | 2021-04-16 |
| Neo-Criterion Capital Limited 開域資本有限公司 |
RO | Type 9 — Asset management | 2014-08-22 | 2015-10-16 |
| Neo-Criterion Capital Limited 開域資本有限公司 |
Rep | Type 9 — Asset management | 2014-05-19 | 2014-08-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-09-21 | 2011-09-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2004-09-21 | 2011-09-24 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-04 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-04 |