Derek Ho Luen Lee
李皓倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ho Luen Lee (李皓倫), a licensed former licensee with CE reference AES116. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-08 | 2024-05-28 |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-08 | 2024-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2015-05-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-04 | 2010-01-13 |