Yun Kuen Lo
盧潤權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Kuen Lo (盧潤權), a licensed Responsible Officer with CE reference AEU413. Currently licensed at 1 firm(s): China System Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China System Securities Limited 華信證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-20 | present |
| China System Securities Limited 華信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2020-04-20 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-18 | 2020-03-17 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-26 | 2015-12-18 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2012-10-17 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2009-04-30 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-02 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-04 |