Ka Ming Lam
林家明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Lam (林家明), a licensed former licensee with CE reference AEU728. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-05-29 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-23 | 2020-05-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2017-10-02 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-05-04 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-28 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-28 |
| Taifair Securities Limited 大輝證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-28 |