Kin Wa Lam
林建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Lam (林建華), a licensed Representative with CE reference AEV481. Currently licensed at 1 firm(s): Emperor Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-08 | 2026-03-25 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 — Advising on securities | 2007-02-08 | 2007-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-19 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |