Manolo Michael de Guzman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manolo Michael de Guzman ( ), a licensed former licensee with CE reference AEW404. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Funds (Asia) Limited |
RO | Type 4 — Advising on securities | 2009-07-21 | 2010-03-05 |
| Macquarie Capital Funds (Asia) Limited |
RO | Type 9 — Asset management | 2009-07-21 | 2010-03-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-21 | 2017-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-28 | 2017-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-05-27 | 2017-03-31 |