Kam Kwan Chan
陳錦坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kwan Chan (陳錦坤), a licensed Responsible Officer with CE reference AEX608. Currently licensed at 1 firm(s): Mage Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2010-09-17 | present |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-09 | present |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-29 | 2010-05-17 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-12-16 | 2010-05-17 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-07 | 2008-04-09 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-12-04 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |