Stella Ching Ying Lai
賴靖瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Ching Ying Lai (賴靖瑩), a licensed former licensee with CE reference AEY253. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-27 | 2025-11-25 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-20 | 2025-11-25 |
| SW Capital Management Limited 信永資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-20 | 2025-11-25 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-11 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 4 — Advising on securities | 2023-10-11 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
RO | Type 9 — Asset management | 2023-10-11 | 2023-12-20 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-29 | 2023-10-11 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-29 | 2023-10-11 |
| Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司 |
Rep | Type 9 — Asset management | 2023-05-29 | 2023-10-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-14 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |