Kwan Ying Law
羅群英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ying Law (羅群英), a licensed former licensee with CE reference AEY901. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-10 | 2025-03-06 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-12-22 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| King Fook Securities Company Limited 景福證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |