Tat Yan Lau
劉達仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yan Lau (劉達仁), a licensed former licensee with CE reference AEZ136. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gary Cheng Securities Limited 加多利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-18 | 2020-05-21 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-02 | 2017-04-06 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-02 | 2017-04-06 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-17 | 2014-08-30 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-17 | 2014-08-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-22 | 2012-12-11 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-22 | 2012-12-11 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-10 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-03-10 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |