Howard Ho Yuen Ng
伍浩源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard Ho Yuen Ng (伍浩源), a licensed Responsible Officer with CE reference AEZ250. Currently licensed at 1 firm(s): Maxcess Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2021-02-24 | present |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2021-02-24 | present |
| Golden K2 Securities Limited | RO | Type 1 — Dealing in securities | 2021-02-24 | 2023-11-28 |
| Golden K2 Securities Limited | Rep | Type 1 — Dealing in securities | 2021-01-19 | 2021-02-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-19 | 2021-02-24 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2021-01-19 | 2021-02-24 |
| WE Securities Limited 維恩證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-02 | 2020-12-31 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-19 | 2020-12-31 |
| WE Asset Management Limited 維恩資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-19 | 2020-12-31 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-24 | 2017-11-30 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-24 | 2017-11-30 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-03 | 2016-10-24 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-03 | 2016-10-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-09-09 | 2016-09-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2016-09-09 | 2016-09-30 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-19 | 2016-09-09 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-08-19 | 2016-09-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-25 | 2016-04-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-25 | 2016-04-14 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 — Advising on securities | 2008-04-03 | 2013-11-23 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-04-03 | 2013-11-23 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 — Asset management | 2008-04-03 | 2013-11-23 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2008-02-06 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-03 | 2008-02-06 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-06-19 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2006-06-19 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2006-06-19 |