Julie Ning Chi Kwok
郭鑏芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julie Ning Chi Kwok (郭鑏芝), a licensed former licensee with CE reference AFA014. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-05 | 2024-12-31 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-01 | 2021-12-31 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-01 | 2021-12-31 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-01 | 2021-12-31 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2016-02-04 | 2017-01-12 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2016-02-04 | 2017-01-12 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2016-02-04 | 2017-01-12 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2016-01-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-28 | 2016-01-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-03-28 | 2016-01-31 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 4 — Advising on securities | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
RO | Type 9 — Asset management | 2005-03-30 | 2007-03-03 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-23 | 2005-03-30 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-23 | 2005-03-30 |
| Oscar Benson Limited 奧卡信有限公司 |
Rep | Type 9 — Asset management | 2004-11-23 | 2005-03-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-07 | 2004-11-11 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-07 | 2004-11-11 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-04-13 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-04-13 |