Fergus Robert McCoig
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fergus Robert McCoig ( ), a licensed former licensee with CE reference AFA387. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TigerWit (Hong Kong) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2019-12-12 | 2021-10-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-09-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-09-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-15 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-15 | 2018-09-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-15 | 2017-10-02 |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2011-05-13 | 2014-12-31 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2010-04-09 | 2014-12-31 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-10-06 | 2011-05-13 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-06 | 2010-04-09 |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2009-05-21 | 2009-10-06 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2009-04-03 | 2009-10-06 |
| Trio Equity Derivatives (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2006-06-30 | 2006-11-28 |
| Trio Equity Derivatives (Hong Kong) Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-06-30 | 2006-11-28 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
RO | Type 9 — Asset management | 2004-08-18 | 2006-06-18 |