Steven Thomas Watson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Thomas Watson, a licensed Responsible Officer with CE reference AFA783. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
RO | Type 4 — Advising on securities | 2024-10-29 | present |
| Capital International, Inc. |
RO | Type 1 — Dealing in securities | 2020-06-24 | present |
| Capital International, Inc. |
RO | Type 9 — Asset management | 2014-07-02 | present |
| Capital Research Company | RO | Type 9 — Asset management | 2004-11-10 | 2014-06-30 |