Capital Research Company
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capital Research Company, a Hong Kong-based licensed corporation with CE reference AFA645. Current licensed staff on file: 0 (total recorded over time: 38). Earliest licence on file: 2004-11-10.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2004-11-10 | 2014-12-19 |
Licensed staff (all-time) (38)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Grant Lewis Cambridge | RO 9 | 2006-02 | 2014-07 |
| Oliver Harry Jameson de Pree | RO 9 Rep 9 | 2004-11 | 2014-06 |
| Bradford Frazer Freer | RO 9 Rep 9 | 2004-11 | 2008-07 |
| Wai Yin Heong | RO 9 Rep 9 | 2005-08 | 2009-07 |
| Noriko Honda 本田紀子 | RO 9 | 2004-11 | 2014-07 |
| Steven Thomas Watson | RO 9 | 2004-11 | 2014-06 |
| Lip Kin Chan 陳力健 | Rep 9 | 2006-06 | 2014-07 |
| Yi (SFC:AKO786) Chen 陳毅 | Rep 9 | 2004-11 | 2008-11 |
| James Vincent Cheng | Rep 9 | 2006-04 | 2014-07 |
| Julie Wang Chou 王克葳 | Rep 9 | 2008-07 | 2014-07 |
| Jeong-Jeong Chu | Rep 9 | 2005-09 | 2014-07 |
| Xiaofang Ding 丁晓方 | Rep 9 | 2004-11 | 2014-07 |
| Carolyn K Mark Ellis 麥嘉蓮 | Rep 9 | 2008-08 | 2014-07 |
| Amol Subhash Gogate | Rep 9 | 2010-07 | 2014-07 |
| Leo Keen Loong Hee | Rep 9 | 2004-12 | 2014-07 |
| Rosalyn Hongsaranagon | Rep 9 | 2005-12 | 2011-12 |
| Shailesh Jaitly | Rep 9 | 2010-09 | 2014-07 |
| Winnie Wing Han Kwan 關穎嫻 | Rep 9 | 2004-11 | 2014-07 |
| Harold Ho Choi la | Rep 9 | 2004-11 | 2014-07 |
| Theresa Yat Man Leung 梁逸敏 | Rep 9 | 2009-05 | 2013-11 |
| Paul Chen-Yuan Li | Rep 9 | 2012-07 | 2014-07 |
| Yunguang Li 李運光 | Rep 9 | 2007-08 | 2009-09 |
| Maurizio Lualdi | Rep 9 | 2011-12 | 2014-01 |
| Philip Colbert Lim Nocom | Rep 9 | 2010-07 | 2014-07 |
| Chao Pang | Rep 9 | 2011-09 | 2014-07 |
| Piyada Phanaphat | Rep 9 | 2008-06 | 2014-07 |
| Renaud H.E. Samyn | Rep 9 | 2005-09 | 2014-07 |
| Peter Duard Stutsman | Rep 9 | 2004-11 | 2008-09 |
| Vivienne Svoboda 歐陽穎雯 | Rep 9 | 2004-11 | 2005-08 |
| Arun Srinivas Swaminathan | Rep 9 | 2011-08 | 2014-07 |
| Tomonori Tani 谷朋紀 | Rep 9 | 2010-08 | 2014-07 |
| Terence Houl-Yran Tsai | Rep 9 | 2007-03 | 2014-07 |
| Robert Andrew Watt | Rep 9 | 2004-11 | 2014-07 |
| Nicholas Matthew Alexander Whyatt | Rep 9 | 2012-11 | 2014-07 |
| Sugiharto Sudiro Widjaja 黃友富 | Rep 9 | 2012-02 | 2014-07 |
| Matthew David Wolf | Rep 9 | 2008-09 | 2014-07 |
| Jason Yang Zhang | Rep 9 | 2009-01 | 2014-07 |
| Kaixiang Zhang | Rep 9 | 2014-03 | 2014-07 |
Showing 1–38 of 38