Vivienne Svoboda
歐陽穎雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivienne Svoboda (歐陽穎雯), a licensed former licensee with CE reference AIR404. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2020-04-09 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2017-03-23 | 2020-04-09 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2016-01-16 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-26 | 2012-06-30 |
| Capital Research Company | Rep | Type 9 — Asset management | 2004-11-12 | 2005-08-17 |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | present | 2004-04-08 |
| Capital International, Inc. |
Rep | Type 9 — Asset management | present | 2005-03-01 |