Carolyn K Mark Ellis
麥嘉蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carolyn K Mark Ellis (麥嘉蓮), a licensed Representative with CE reference ADQ080. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2017-08-28 | present |
| Capital International, Inc. |
Rep | Type 9 — Asset management | 2014-07-02 | present |
| Capital Research Company | Rep | Type 9 — Asset management | 2008-08-27 | 2014-07-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2003-10-16 | 2007-02-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-16 | 2007-02-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-10-08 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-08 |