Julian Juul Wolhardt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Juul Wolhardt, a licensed Responsible Officer with CE reference AFB065. Currently licensed at 1 firm(s): DCP Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DCP Investment Advisors Limited |
RO | Type 1 — Dealing in securities | 2020-03-16 | present |
| DCP Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2020-03-16 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |