Shu Kee Chow
周樹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Kee Chow (周樹基), a licensed former licensee with CE reference AFC782. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-10 | 2017-01-17 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-11-01 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-31 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |