Ching Keung Lau
劉正強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Keung Lau (劉正強), a licensed former licensee with CE reference AFE335. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-10 | 2008-07-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-09-10 | 2008-07-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2007-09-10 | 2008-07-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-10 | 2008-07-01 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-11-26 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-11-26 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 4 — Advising on securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-10 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
RO | Type 9 — Asset management | present | 2005-01-10 |