Lai Ching Ting
丁麗貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Ching Ting (丁麗貞), a licensed former licensee with CE reference AFF358. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dah Sing Securities Limited 大新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-29 | 2018-07-13 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-07 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-22 |