Dah Sing Securities Limited
大新證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dah Sing Securities Limited (大新證券有限公司), a Hong Kong-based licensed corporation with CE reference AFM972. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 10 (total recorded over time: 29).
Registered address
Service Quality Department, Dah Sing Bank, Limited, G.P.O. Box 333
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-26 |
| Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Type 7 — Providing automated trading services | present | 2004-11-26 |
| Type 9 — Asset management | present | 2004-11-26 |
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Cliff Wai Kin Chan 陳維堅 | RO 1 | 2017-01 | Present |
| Yu Chung Cheng 鄭羽冲 | RO 1 Rep 1 | 2008-02 | Present |
| Shirley Sin-Man Cheung 張倩雯 | RO 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| John Cheung-Wah Lam 藍章華 | RO 1 | 2007-11 | 2012-02 |
| Tat Yan Ng 吳達仁 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Elly Yuk Fong Tsang 曾玉芳 | RO 1 | 2008-01 | 2016-09 |
| Ka Nung Wong 黃嘉能 | RO 1 Rep 1 | 2003-05 | 2021-02 |
| Phoebe Mei Chun Wong 王美珍 | RO 1 | 2013-12 | Present |
| Ho Tong Chan 陳浩棠 | Rep 1 | 2021-10 | Present |
| Man Yan (SFC:ALQ598) Chan 陳文恩 | Rep 1 | 2007-04 | 2010-08 |
| Wai Fong Chan 陳惠芳 | Rep 1 | 2004-01 | 2007-10 |
| Ying Chan 陳瑩 | Rep 1 | 2004-08 | 2006-09 |
| Wilson Yip Wai Cheung 張業威 | Rep 1 | 2008-06 | 2020-06 |
| Ryan Cheuk Hang Ho 何卓恒 | Rep 1 | 2010-10 | 2011-10 |
| Shun Sang Lam 林巽生 | Rep 1 | 2008-07 | Present |
| Yung Yung Lam 林融融 | Rep 1 | 2021-02 | 2021-07 |
| Yat Chi Lau 劉逸志 | Rep 1 | 2006-11 | 2006-12 |
| Ying Chung Law 羅應中 | Rep 1 | 2014-01 | 2015-11 |
| Oi Ping Lee 李愛萍 | Rep 1 | 2008-02 | 2014-06 |
| Kui Wa Li 李鉅華 | Rep 1 | 2018-09 | Present |
| Hing Cheung Ling 凌慶祥 | Rep 1 | 2018-09 | 2022-08 |
| Ka Ming Lo 盧家銘 | Rep 1 | 2005-12 | 2014-07 |
| Hon Wai Tam 譚漢威 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Alex Wing Chuen Tang 鄧永泉 | Rep 1 | 2010-07 | Present |
| Mei Yee Tang 鄧美儀 | Rep 1 | 2008-02 | 2010-05 |
| Lai Ching Ting 丁麗貞 | Rep 1 | 2016-02 | 2018-07 |
| Chi Chuen Tsoi 蔡志泉 | Rep 1 | 2008-02 | Present |
| Chun Kit Wong 黃俊傑 | Rep 1 | 2011-12 | Present |
| Yuen Fai Wong 黃元輝 | Rep 1 | 2023-05 | Present |
Showing 1–29 of 29
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